Last Modified: August 26, 2014
Contents: Basics; The Three R Equation; Ground Losses; Radiation Resistance; Coil Losses; Other Losses; Calculating Efficiency; Bandwidth Notes;
It is the metal mass directly under the antenna, not what's along side, that counts!
M. Walter Maxwell, W2DU (sk), author of Another Look At Reflections, made the following observation. "With center-loaded mobile whips of equal size having no matching arrangement at the input terminals, best radiating efficiency is obtained on models having the lowest measured terminal resistance (highest resonant SWR, model for model). Models having lowest SWR are wasting power in the loading coil, because of either a low value of coil Q or excessive distributed coil capacitance, or both."
What's hidden in the above observation is the amount of inherent and/or induced ground losses every mobile installation has. Remember, the highest efficiency, best quality, HF antenna money can buy, is no better than the ground plane it is mounted over. Further, a vehicle is not a ground plane, but rather it acts like a capacitor between the antenna and the surface under the vehicle which acts as the ground plane. Thus the term ground plane is a bit of a misnomer, but is used here to differentiate it from DC and RF grounds. If you're unsure what a ground plane really is, read the Grounds, RF &DC article.
The Three R Equation
What follows are the three major factors (and one minor one) which comprise the efficiency equation. For sake of argument, call them the three Rs! None of the factors can be measured directly by means commonly available to the amateur community. Some of them can be calculated close enough for our uses, but for the most part our main means of measurement is the antenna analyzer or VNA (vector network analyzer). However, some caution needs to be exercised when using any analyzer to measure the input impedance.
All of the factors are combined into one reading, and are not individually readable. For example, the unmatched input impedance of an decent-quality, HF mobile antenna will be about 25 ohms, at resonance. What part of the 25 ohms is radiation resistance, or coil losses, or ground losses cannot be read, or assumed. Further if we alter the ground loss or coil Q, we also affect the radiation resistance. While the result might be noticed by a change in the input impedance, to assume that change is positive without knowing about the other parameters involved, will give one a false sense of improvement. Improperly mounted cap hats are a very good example of the phenomena.
Antenna analyzers are wonderful tools, which can tell us a lot about our antenna installations, as long as we contend with the aforementioned unknowns, and if we know how to use them properly. Without doubt, the single biggest mistake neophytes make when using antenna analyzers, is using the SWR readout as a means of determining the resonant point of their antennas. The only time SWR, and the true resonant point will coincide, is when the input impedance is 50 ohms resistive (R=50, X=Øj).
If the input impedance of an antenna is other than 50 ohms non reactive (50R, Øj), any length of coax inserted between the antenna, and the antenna analyzer (or SWR bridge), will skew the readout results. The amount of skew depends on the magnitude of the mismatch, and the length of the coax in question. For this reason, antenna analyzer measurements should be taken as close to the antenna as possible. That is to say, inches, not feet!
Let's expel a few common myths—Ground straps are not a substitute for a ground plane! Nor, are they a workaround for an improperly mounted antenna. In fact, excessive and/or incorrect grounding can cause ground loops to occur, often masquerading as RFI! Further, ground losses are in series with the input impedance, and you can't measure them directly with an antenna analyzer.
The average recognized figure for ground loss, varies from 10 to 2 ohms (80 through 10 meters). It may be considerably higher than this value, but will never be lower! Lack of proper bonding, incorrect or missing control line chokes, poor mounting techniques, poor mounting locations, and incorrectly terminated coax feeds, all play a part. And, since ground losses are proportional to the square of the field intensity, if you double the field intensity, the power losses increase by four times! This in the main reason that ground losses should be kept as low as possible, especially when using physically short (mobile) antennas.
One of the the most important considerations in keeping ground losses low, is proper Antenna Mounting. Remember this important point; Whatever RF current flows in the antenna, must return to the source. When we mount an antenna low, more of the return current is forced to flow through the lossy surface under the vehicle, rather than the body of the vehicle. We also add ground losses when the antenna is mounted on long stalks. The right photo depicts the worst of cases; low mounting, and a long stalk!
Ground losses also affect the radiation at low angles, as illustrated in the chart on the right. As ground losses increase, the mean takeoff angle (the angle of maximum radiation, ≈27°) changes very little. However, the amount of power radiated at any given angle does change, especially at the lower angles (<15°). Thus, we have yet another reason to minimize ground losses, by placing as much metal mass under the antenna as possible. Think of it this way: Wherever the coax connects to the antenna is where the ground plane must begin (as depicted in the drawing on the left). In other words, if there isn't a mass of metal directly under this point, then ground plane losses increase. Excessive ground loss also increase the level of RF flowing over the outside of the coax (common mode currents), and on what ever control lines are present. A ground strap is not a solution, but an RF choke can reduce the amount. This is a critical point if you're using, or planning to use, a computerized Antenna Controller.
Lastly, there are cases where ground losses takes a back seat to coil losses. Short, stubby antennas are an example. It is not uncommon for the coil losses in these antennas, to be 2 or 3 times the ground loss. This magnitude of coil loss is also the reason short, stubby antennas don't need matching.
The input impedance of an HF mobile antenna is a complex mixture of resistive losses. The only good loss is imaginary, and that's Radiation Resistance (Rr). It is imaginary in that it doesn't exist as a physical part of an antenna in the same sense as a loading coil, whip, or mast. It is, however, real with respect to mathematical calculations.
In simple terms, Rr is a function of the effective electrical length (not the physical length), and how the current flows over that length. Thus, the longer the antenna's electrical length, the higher the Rr will be. It should be noted that the rate of change is a square law function. That is to say, a 9 foot antenna will have about twice the Rr of a 6 foot antenna. A 12 foot one will have four times the Rr of a 6 foot one. Rr may be as low as .2 ohms (80 meters), to about 36 ohms (full 1/4 wave on 10 meters).
Another ways to increase the radiation resistance of an antenna is to use a cap hat. Properly designed and implemented, they increase the effective electrical length, and they raise the current node. Thus it is possible to increase the Rr by a factor of 4, particularly on the lower bands. The key words here are, properly designed and implemented. Done incorrectly, and they will have the opposite effect. It should be noted that the change in input impedance, whether a cap hat in correctly or incorrectly installed, will be about the same. In other words, the input impedance is not an indication of efficiency!
Lastly, for any given electrical length of an antenna, the radiation resistance (Rr) it exhibits, is the sum of the total power radiated by the antenna, divided by the square of net current causing the radiation. Since it is a factor of the effective electrical length of the antenna, we must lengthen the antenna (electrically and/or physically) to increase it. Obviously there is a limit to how long physically an HF mobile antenna can be, with 11 to 14 feet about the maximum (suburban, versus rural). If you live east of the Appalachians, perhaps just 8 feet. Again, the increase in Rr (when electrical length is increased) is due to the current node (point of maximum antenna current) being modified. If you need more information on this, go here.
To reiterate what was said above, the radiation resistance is affected by the ground losses present, as well as the coil Q.
With the possible exception of 10 meters, perhaps 12 meters, and sometimes 15 meters, all HF mobile antennas incorporate a loading coil. Although it adds physical length to the antenna, it does not increase the electrical length except in very special cases (long, skinny, linear loading is an example). And, the current flow within the coil is always uniform, except in the special case noted. In other words, an antenna loading coil is a lumped constant. On-line sources which state that a loading coil replaces a given physical length of an antenna, are in error!
The reason we need a loading coil is simply this. The input impedance of any antenna shorter than a 1/4 wave length will exhibit capacitive reactance (-j). In order to cancel out this negative reactance, we incorporate a loading coil with equal, but opposite reactance (+j). The shorter the antenna (in terms of wavelength), the larger the coil's reactance must be, along with a corresponding increase in coil losses, all else being equal. The table at right (curtesy of the ARRL) illustrates the effects. Note the efficiencies levels. Incidentally, the inductances given in the table are for based-loaded antennas. Values for center loaded ones, will be nearly double the amount listed. The chart doesn't include ground losses either.
In the opening quote, Walter Maxwell included this tidbit: excessive distributed coil capacitance. There are several causes for excess capacitance. One is the use of large end caps, and designs which incorporate metal shorting plungers. Another is mounting the antenna too close to body work (shunt capacitance). The worse case is mounting a cap hat directly atop the coil, rather than at the very top of the antenna where it belongs.
We should also dispel the notion that large diameter coils (>3.5" OD) have higher Q ratings, when in fact the opposite is true. The reason is, large coils have more distributed capacitance than smaller ones, all else being equal. They also have lower self-resonance point making them very lossy at the higher frequencies.
Coil loss (Rc) is one of the most misunderstood aspects of mobile antennas. Part of the misunderstanding deals with the term Q, which stands for Quality. It is determined by dividing the inductive reactance in ohms, by the resistive losses in the coil in ohms, at the operating frequency. Under laboratory conditions, it is possible to obtain coil Qs in the 800 to 1,000 range. However, in the real world of mobile loading coils, it is difficult to obtain Qs over 250 when mounted as part of an antenna. Even this takes good construction practices.
You cannot measure Q without sophisticated lab equipment, so it isn't uncommon for antenna manufacturers to publish their static Q measurements, and apply them to the assembled antenna. With this in mind, if a manufacturer claims their assembled coil Q is over 300, be very leery.
For those interested in coil theory, Alan Payne, G3RBJ, wrote an article for QEX (May/June 2011, page 39), covering a new theory about self-resonance in coils. He explains that at higher frequencies, coils act more like transmission lines. The theory better explains why coils act the way they do as they approach their self-resonant point. It is an interesting article, albeit technical in nature, but easy even for the layman to understand.
Stray capacitive losses, while not exactly the same as the three Rs mentioned above, are nonetheless important. That is to say, they're, in parallel (rather than in series) with the input impedance. They're typically small, less than ≈5 pF, but may be large in some cases; trailer hitch mounting behind a van is a good example.
Depending on the frequency in question, the overall length, and the effective diameter of the antenna, an unloaded (no coil) HF mobile, will exhibit a series capacitance of between ≈20 and ≈45 pF. The ratio between the parallel and series capacitances, will give you a prima facie reason for keeping the antenna (especially the coil) as far away from body work as possible. Once again, it is the mass under the antenna, not what's along side that counts!
There are also some conductor losses in the mast and whip, but for the most part these can be ignored. Just for the record; the differences between antennas made of aluminum and/or stainless steel, and ones made of silver-plated copper is all but moot. However, on the lower bands, 160 and 80 meters particularly, the losses in 17-7 stainless steel start to mount. Worse case, they're but a fraction of the three R losses listed above, but may be significant if the other losses are controlled (minimized).
There is no easy, cut and dried, measure of antenna efficiency. Bandwidth, number of DX contacts worked, coil type, antenna type, mounting type, antenna shootouts, make, brand, matching method, cap hat, nil, not, nix, nothing! Even modeling can give you a false impression. So, the question remains; how do you know if it is efficient?
Efficiency can be calculated (not exactly, but close enough) if all we know the three R (Rr, Rc, and Rg) values. All we have to do is add these factors together to get Rt (Rr+Rc+Rg=Rt), and divide Rr by Rt. For an average 8 foot antenna mounted on an average vehicle, and using an estimated ground plane loss, the efficiency ranges between .2% on 80 meters to maybe 80% on 10 meters. These figures are based on data taken from Chapter 16 of the ARRL Antenna handbook. By the way, if you want to know just how important coil Q is, calculate the efficiency differences between the figures for coil Qs of 50, and 300. If you prefer to use dB as a reference, the formulas is 10 log (Rr/Rt).
The aforementioned method assumes we know the radiation resistance. We don't, at least with certainty, even if we go through the necessary formula machinations listed in the ARRL Antenna Handbook. However, there is a way to get close, or at least as close as we need to be.
In the Technical Correspondence section of the September 2006 issue of QST (page 57), are a few paragraphs written by Dr. Jack Belrose, VE2CV. Jack explains how to use an antenna analyzer and EZNEC to calculate the efficiency of a mobile antenna. The basic premise is to compare the measured input impedance of your mobile antenna, compare it to the modeled impedance given by EZNEC, and then adjusting the coil Q (resistive loss) until the two impedances (measured and calculated) equal. Then reading the programs calculated radiation efficiency.
There are a couple of things to remember when using this method. First, the analyzer's frequency must be adjusted until the reactive component is zero (X=Ø), and not for the lowest SWR! Then, and only then, will the resistive value be correct (within tolerances). The measurement needs to be made without any matching devices attached. In other words, we need to know the actual input impedance, not a transformed one. And as mentioned above, the measurement must be taken as close to the antenna as possible, and not at the transceiver end of the feed line!
Depending on the program used (Nec 2, Nec 4, EZNEC Pro, etc.) the spread of calculated efficiencies may be as much as ±10%. If in doubt, always choose the worse case scenario, as the best case usually assumes facts not in evidence. Lastly, just because your efficiency is great on 20 meters, is no indication what it will be on some other band, higher or lower. In fact, the higher bands may have greater loss due to capacitive coupling.
Incidentally, Jack wrote a series of articles for QST, starting with this one: Short Antennas for Mobile Operation (September 1953, Page 30). My introduction was via the 1960 issue of the ARRL Mobile Manual which contains a reprint of the articles. I still use the manual for reference, as it is the basis for all later treatises on the subject. Updated versions appears in the ARRL Antenna Compendium #4, in the 2014 issue of the Handbook, and in the 2012 Antenna Book.
Just for the record, EZNEC, and most of the other numeric electromagnetic coding engines, are marvelous programs. They allow expert, and neophyte alike, to model all-manner of antenna parameters. However, the results are dependent on the data provided! For example, leaving out the feed line when doing an analysis will skew the results. Another common error is miscalculating ground losses. Therefore, assuming and quoting the results verbatim without a thorough understanding of how antennas behave (especially mobile ones), often leads users astray. In other words, these applications are a tool, not a panacea!
There is another Q factor we have to contend with, and that is the Q of the antenna as a system. The Q of a short HF mobile antenna is directly related to the coil's Q, the coil's distributed capacitance, the capacitance of that part of the antenna above the coil, any capacitance shunting the coil, where in the antenna the coil is located (base?, center?), shunt capacitive losses, the overall (effective) length of the antenna, the ground losses, and the other resistive losses including radiation resistance. You might notice these are the same losses we deal with in maximizing efficiency. In short, while we strive to increase efficiency, we also increase the antenna system's Q which tends to reduce the effective bandwidth of the antenna. In other words, to increase efficiency we have to lower the resistive losses, or increase radiation resistance, or both. You can do both to a point, but there are diminishing returns with respect to cost, complexity, and of course physical size.
While it is common to relate (usable) bandwidth to the points above and below resonance where the SWR reaches 2:1, it isn't definitive. The reason is, you can have a wide bandwidth antenna that is very efficient. You can also have a very narrow banded one that's inefficient. So, why is bandwidth important? It really isn't much of a concern on 20 meters or above, but below 20 meters it is. Put another way, the bandwidth of an 20 meter antenna of reasonable quality will be about 150 kHz. The bandwidth of a similar quality antenna on 80 meters may be just 10 to 15 kHz. Again, don't assume your antenna is efficient just because the bandwidth is narrow.
Bandwidth is also dependent on the amount of capacitance located above the loading coil. All else being equal, an antenna with a large (properly mounted) cap hat will have a wider bandwidth, and higher efficiency, than one without. This is opposed to the common view about bandwidth. Some amateurs incorrectly assume that inexpensive, low Q antennas are superior to some higher priced ones. The false assumption is, they don't have to retune their antenna as often, so it is got to be better. Adding insult, a few misguided manufacturers tout their products extended bandwidths as an advantage. Both of these premises are false.
Besides using a tuner, another way to extend the bandwidth is to use a shorted coax stub across the antenna terminals. Selecting the correct length will not only match the antenna's input impedance to the feed line, its reactance is exactly opposite the antenna's reactance with any given change in frequency. Thus the 2:1 bandwidth increases (typically 30% to 50%). While the trick works well for a single band antenna (a different stub is required for each band), it is not a good solution for a remotely tuned antenna.
There is a formula circulating the Internet which states that antenna Q is equal to 360 times the frequency in MHz, divided by the 2:1 VSWR bandwidth in kHz. One has to assume they mean antenna system Q, but that's not a given. While this formula might give you a comparison between antenna A and antenna B (all else being equal), the actual Q of the antenna (system or otherwise) requires a textbook-full of formulas, and a lot more information than just the 2:1 bandwidth! Fact is, this formula is no more specific than the number of DX contacts a specific antenna garnered.